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Public Act Number: 355
Public Act Year: 2014
Document Type(s): MCLs
(14 results found)
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Document Type Description
Act 551 of 2008 Statute UNIFORM SECURITIES ACT (2002) (451.2101 - 451.2703)
Section 451.2202 Section Securities exempt from MCL 451.2301 to 451.2306 and MCL 451.2504.
Section 451.2401 Section Broker-dealer registration; requirements; exemptions; limitation on employment or association; employment or association with certain individuals prohibited; rule or order.
Section 451.2451 Section Definitions.
Section 451.2453 Section Transaction of business as Michigan investment market; registration required.
Section 451.2455 Section Michigan investment market; registration requirements.
Section 451.2457 Section Filing fees.
Section 451.2459 Section Records; examination or inspection; report.
Section 451.2461 Section Registration application; notice of filing; duties of administrator; factors to be considered; order; sanctions; discipline; proceeding.
Section 451.2463 Section Servicing; requirements.
Section 451.2465 Section Prohibited conduct.
Section 451.2467 Section Individual shown to be out-of-state resident; prima facie evidence of residency.
Section 451.2469 Section Rules; compliance with state or federal statute, rule, or regulation.
Section 451.2501 Section Unlawful conduct; fraud.