HB-5349, As Passed Senate, September 14, 2006

 

 

 

 

 

 

 

 

 

 

 

 

 

SENATE SUBSTITUTE FOR

 

HOUSE BILL NO. 5349

 

(As amended, September 13 and 14, 2006)

(1 of 2)

 

 

 

 

 

 

 

 

 

      <<A bill to amend 1956 PA 218, entitled

 

"The insurance code of 1956,"

 

by amending sections 1204a, 1204c, 3915, 3927, 3935, and 3942 (MCL

 

500.1204a, 500.1204c, 500.3915, 500.3927, 500.3935, and 500.3942),

 

section 1204a as amended by 1987 PA 64, section 1204c as amended by 2006

 

PA 109, sections 3915, 3927, 3935, and 3942 as added by 1992 PA 84, and

 

by adding sections 1204f, 3906, 3910, 3910a, 3910b, 3925, 3926, 3926a,

 

and 3941a.>>

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     <<Sec. 1204a. (1) To qualify as a registered insurance agent program of

study, the program of study shall meet all of the following criteria:

     (a) Be conducted through an educational institution offering home study courses that has been in existence for not less than 5 years, by an insurance trade association, by an authorized insurer as provided in subsection (2), or by an educational institution listed in the state board of education directory of institutions of higher learning.

     (b) Except as provided in subsection (2), provide for a minimum number of hours of classroom instruction or its equivalent in home study or online courses as follows:

     (i) In the case of a program of study for health insurance agents, 14 hours of instruction on the principles of health insurance and 6 hours of instruction on the requirements of the insurance laws of this state.

     (ii) In the case of a program of study for life insurance agents, 20 hours of instruction on the principles of life insurance and 6 hours of instruction on the requirements of the insurance laws of this state.

     (iii) In the case of a combined program of study for life and health insurance agents, 14 hours of instruction on the principles of health insurance, 20 hours of instruction on the principles of life insurance, and 6 hours of instruction on the requirements of the insurance laws of this state.

     (iv) In the case of a program of study for property and casualty insurance agents and solicitors, 12 hours of instruction on the principles of property insurance, 6 hours of instruction on the requirements of the insurance laws of this state, and 22 hours of instruction on the principles of liability insurance.

     (c) Include instruction in ethical practices in the marketing and selling of insurance.

     (d) Instruction shall be given only by individuals who meet the qualifications required by the commissioner. The commissioner, after consulting the insurance agent education advisory council, shall promulgate rules prescribing the criteria which must be met by a person in order to render instruction in a registered insurance agent program of study.

     (2) An authorized insurer may conduct that portion of the minimum number of  classroom  hours of instruction under subsection (1) as the commissioner deems appropriate. Any combination of classroom, online, or self-study hours may be used in satisfying the minimum number of hours of instruction under subsection (1).

     (3) The commissioner shall promulgate rules prescribing the subject matter that a program of study must possess to qualify for registration under this section.

          (4) The commissioner may make recommendations for improvements in course materials as deemed necessary by the commissioner. The commissioner may, after notice and opportunity for a hearing, withdraw the registration of a program of study which does not maintain reasonable standards as determined by the commissioner for the protection of the public.>>

 1        Sec. 1204c. (1) As used in this section:

 

 2        (a) "Hour" means a period of time of not less than 50

 

 3  minutes.

 

 4        (b) "Insurance producer" means a life-health agent or

 

 5  property-casualty agent.


 

 1        (c) "Life-health agent" means a resident or nonresident

 

 2  individual insurance producer licensed for life, limited life,

 

 3  mortgage redemption, accident and health, or any combination

 

 4  thereof.

 

 5        (d) "Property-casualty agent" means a resident or

 

 6  nonresident individual insurance producer or solicitor licensed

 

 7  for automobile, fire, multiple lines, any limited or minor

 

 8  property and casualty line, or any combination thereof.

 

 9        (2) Unless the insurance producer has renewed his or her

 

10  license pursuant to subsection (4), an insurance producer's hours

 

11  of study accrued under this section shall be reviewed for license

 

12  continuance as follows:

 

13        (a) If the insurance producer's license number ends in "1"

 

14  as follows:

 

15        (i) If the insurance producer's last name starts with A to L,

 

16  on January 1, 1995 and on January 1 every 2 years thereafter.

 

17        (ii) If the insurance producer's last name starts with M to

 

18  Z, on January 1, 1996 and on January 1 every 2 years thereafter.

 

19        (b) If the insurance producer's license number ends in "2"

 

20  as follows:

 

21        (i) If the insurance producer's last name starts with A to L,

 

22  on February 1, 1995 and on February 1 every 2 years thereafter.

 

23        (ii) If the insurance producer's last name starts with M to

 

24  Z, on February 1, 1996 and on February 1 every 2 years

 

25  thereafter.

 

26        (c) If the insurance producer's license number ends in "3"

 

27  as follows:


 

 1        (i) If the insurance producer's last name starts with A to L,

 

 2  on March 1, 1995 and on March 1 every 2 years thereafter.

 

 3        (ii) If the insurance producer's last name starts with M to

 

 4  Z, on March 1, 1996 and on March 1 every 2 years thereafter.

 

 5        (d) If the insurance producer's license number ends in "4"

 

 6  as follows:

 

 7        (i) If the insurance producer's last name starts with A to L,

 

 8  on June 1, 1995 and on June 1 every 2 years thereafter.

 

 9        (ii) If the insurance producer's last name starts with M to

 

10  Z, on June 1, 1996 and on June 1 every 2 years thereafter.

 

11        (e) If the insurance producer's license number ends in "5"

 

12  as follows:

 

13        (i) If the insurance producer's last name starts with A to L,

 

14  on July 1, 1995 and on July 1 every 2 years thereafter.

 

15        (ii) If the insurance producer's last name starts with M to

 

16  Z, on July 1, 1996 and on July 1 every 2 years thereafter.

 

17        (f) If the insurance producer's license number ends in "6"

 

18  as follows:

 

19        (i) If the insurance producer's last name starts with A to L,

 

20  on August 1, 1995 and on August 1 every 2 years thereafter.

 

21        (ii) If the insurance producer's last name starts with M to

 

22  Z, on August 1, 1996 and on August 1 every 2 years thereafter.

 

23        (g) If the insurance producer's license number ends in "7"

 

24  as follows:

 

25        (i) If the insurance producer's last name starts with A to L,

 

26  on September 1, 1995 and on September 1 every 2 years thereafter.

 

27        (ii) If the insurance producer's last name starts with M to


 

 1  Z, on September 1, 1996 and on September 1 every 2 years

 

 2  thereafter.

 

 3        (h) If the insurance producer's license number ends in "8"

 

 4  as follows:

 

 5        (i) If the insurance producer's last name starts with A to L,

 

 6  on October 1, 1995 and on October 1 every 2 years thereafter.

 

 7        (ii) If the insurance producer's last name starts with M to

 

 8  Z, on October 1, 1996 and on October 1 every 2 years thereafter.

 

 9        (i) If the insurance producer's license number ends in "9"

 

10  as follows:

 

11        (i) If the insurance producer's last name starts with A to L,

 

12  on November 1, 1995 and on November 1 every 2 years thereafter.

 

13        (ii) If the insurance producer's last name starts with M to

 

14  Z, on November 1, 1996 and on November 1 every 2 years

 

15  thereafter.

 

16        (j) If the insurance producer's license number ends in "0"

 

17  as follows:

 

18        (i) If the insurance producer's last name starts with A to L,

 

19  on December 1, 1995 and on December 1 every 2 years thereafter.

 

20        (ii) If the insurance producer's last name starts with M to

 

21  Z, on December 1, 1996 and on December 1 every 2 years

 

22  thereafter.

 

23        (3) If an insurance producer's hours of study would be

 

24  reviewed according to the schedule under subsection (2) within 23

 

25  months after issuance of the initial license, the hours shall not

 

26  be reviewed on the first scheduled date following the issuance of

 

27  the initial license and shall be reviewed on the next scheduled


 

 1  review date following the first review date according to the

 

 2  schedule under subsection (2), unless the insurance producer has

 

 3  renewed his or her license pursuant to subsection (4).

 

 4        (4) Except as provided in subsections (11) to (14), before

 

 5  the review date of each applicable 2-year period provided for

 

 6  under subsection (2) or (3), an insurance producer wishing to

 

 7  renew his or her license shall renew his or her license by

 

 8  attending or instructing not less than 24 hours of continuing

 

 9  education classes approved by the commissioner or 24 hours of

 

10  home study if evidenced by successful completion of course work

 

11  approved by the commissioner. Of the 24 hours of continuing

 

12  education required, not less than 3 hours shall be in ethics in

 

13  insurance classes or course work.

 

14        (5) After reviewing recommendations made by the council

 

15  under section 1204b, the commissioner shall approve a program of

 

16  study if the commissioner determines that the program increases

 

17  knowledge of insurance and related subjects as follows:

 

18        (a) For a life-health agent program of study, the program

 

19  offers instruction in 1 or more of the following:

 

20        (i) The fundamental considerations and major principles of

 

21  life insurance.

 

22        (ii) The fundamental considerations and major principles of

 

23  health insurance.

 

24        (iii) Estate planning and taxation as related to insurance.

 

25        (iv) Industry and legal standards concerning ethics in

 

26  insurance.

 

27        (v) Legal, legislative, and regulatory matters concerning


 

 1  insurance, the insurance code, and the insurance industry.

 

 2        (vi) Principal provisions used in life insurance contracts,

 

 3  health insurance contracts, or annuity contracts and differences

 

 4  in types of coverages.

 

 5        (vii) Accounting and actuarial considerations in insurance.

 

 6        (viii) Principles of agency management, excluding

 

 7  telemarketing or other marketing instruction.

 

 8        (ix) The fundamental considerations, major principles, and

 

 9  statutory requirements of long-term care insurance.

 

10        (b) For a property-casualty agent program of study, the

 

11  program offers instructions in 1 or more of the following:

 

12        (i) The fundamental considerations and major principles of

 

13  property insurance.

 

14        (ii) The fundamental considerations and major principles of

 

15  casualty insurance.

 

16        (iii) Basic principles of risk management.

 

17        (iv) Industry and legal standards concerning ethics in

 

18  insurance.

 

19        (v) Legal, legislative, and regulatory matters concerning

 

20  insurance, the insurance code, and the insurance industry.

 

21        (vi) Principal provisions used in casualty insurance

 

22  contracts, no-fault insurance contracts, or property insurance

 

23  contracts and differences in types of coverages.

 

24        (vii) Accounting and actuarial considerations in insurance.

 

25        (viii) Principles of agency management, excluding

 

26  telemarketing or other marketing instruction.

 

27        (6) A provider of a program of study for insurance producers


 

 1  applying for approval or reapproval from the commissioner under

 

 2  this section shall file, on a form provided by the commissioner,

 

 3  a description of the course of study including a description of

 

 4  the subject matter and course materials, hours of instruction,

 

 5  location of classroom, qualifications of instructors, and maximum

 

 6  student-instructor ratio and shall pay a nonrefundable $25.00

 

 7  filing fee. Any material change in a program of study shall

 

 8  require reapproval by the commissioner. If the information in an

 

 9  application for approval or reapproval is insufficient for the

 

10  commissioner to determine whether the program of study meets the

 

11  requirements under subsection (5), the commissioner shall give

 

12  written notice to the provider, within 15 days after the

 

13  provider's filing of the application for approval or reapproval,

 

14  of the additional information needed by the commissioner. An

 

15  application for approval or reapproval shall be considered

 

16  approved unless disapproved by the commissioner within 90 days

 

17  after the application for approval or reapproval is filed, or

 

18  within 90 days after the receipt of additional information if the

 

19  information was requested by the commissioner, whichever is

 

20  later.

 

21        (7) A provider of a program of study approved by the

 

22  commissioner under this section shall pay a provider

 

23  authorization fee of $500.00 for the first year the provider's

 

24  program of study was approved under this section and a $100.00

 

25  provider renewal fee for each year thereafter that the provider

 

26  offers the approved program of study.

 

27        (8) A person dissatisfied with an approved program of study


 

 1  may petition the commissioner for a hearing on the program or the

 

 2  commissioner on his or her own initiative may request a hearing

 

 3  on a program of study. If the commissioner finds the petition to

 

 4  have been submitted in good faith, that the petition if true

 

 5  shows the program of study does not satisfy the criteria in

 

 6  subsection (5), or that the petition otherwise justifies holding

 

 7  a hearing, the commissioner shall hold a hearing pursuant to

 

 8  chapter 4 of the administrative procedures act of 1969, 1969 PA

 

 9  306, MCL 24.271 to 24.287, within 30 days after receipt of the

 

10  petition and upon not less than 10 days' written notice to the

 

11  petitioner and the provider of the program of study. If the

 

12  commissioner requests a hearing on a program of study on his or

 

13  her own initiative, the commissioner shall hold a hearing

 

14  pursuant to chapter 4 of the administrative procedures act of

 

15  1969, 1969 PA 306, MCL 24.271 to 24.287, upon not less than 10

 

16  days' written notice to the provider of the program of study.

 

17        (9) If after a hearing under subsection (8) the commissioner

 

18  finds that the program of study does not satisfy the requirements

 

19  under subsection (5), the commissioner shall state, in a written

 

20  order mailed first-class to the petitioner and provider of the

 

21  program of study, his or her findings and the date upon which the

 

22  commissioner will revoke approval of the program of study which

 

23  date shall be within a reasonable time of the issuance of the

 

24  order.

 

25        (10) A certificate of attendance or instruction of an

 

26  approved program of study or a certificate of successful

 

27  completion of course work shall be filed as directed by the


 

 1  commissioner on a form prescribed by the commissioner and shall

 

 2  indicate the name and number of the course of study, the number

 

 3  of hours, dates of completion, and the name and number of schools

 

 4  attended or taught by the insurance producer or the evidence of

 

 5  successful completion of course work. A representative of the

 

 6  approved program of study shall file the form and a fee of $1.00

 

 7  per hour for course credit for each insurance producer license

 

 8  renewal as directed by the commissioner within 30 days after the

 

 9  insurance producer completes the program. A copy of the form

 

10  shall also be mailed first-class to the insurance producer who

 

11  attended, taught, or successfully completed the program of study.

 

12  The commissioner may enter into contracts to provide for the

 

13  administrative functions of this subsection.

 

14        (11) The commissioner shall waive the continuing education

 

15  requirements of this section for an insurance producer if the

 

16  producer is unable to comply with the continuing education

 

17  requirements of this section due to military service or if the

 

18  commissioner determines that enforcement of the requirements

 

19  would cause a severe hardship. The commissioner shall waive the

 

20  continuing education requirements of this section for the

 

21  following insurance producers:

 

22        (a) An insurance producer who is licensed to write only

 

23  travel or baggage insurance policies and whose employment is for

 

24  a purpose other than the sale of those policies.

 

25        (b) An insurance producer who is licensed to write only

 

26  limited line credit insurance.

 

27        (12) The commissioner may enter into reciprocal continuing


 

 1  education agreements with insurance commissioners from other

 

 2  states.

 

 3        (13) If an insurance producer has not met his or her

 

 4  continuing education requirements by the expiration date of his

 

 5  or her license, the insurance producer shall have a 90-day grace

 

 6  period in which to meet the continuing education requirements of

 

 7  this section. During the 90-day grace period, the insurance

 

 8  producer shall not solicit or sell new policies of insurance,

 

 9  bind coverage, or otherwise act as an insurance producer except

 

10  that the insurance producer may continue to service policies

 

11  previously sold and may receive commissions on policies

 

12  previously sold. If the insurance producer has not met his or her

 

13  continuing education requirements by the expiration of the 90-day

 

14  grace period, the insurance producer's license shall be canceled.

 

15  An insurance producer whose license has been canceled under this

 

16  section may reapply for license to act as an insurance producer

 

17  under section 1204, except that the program of study requirements

 

18  under section 1204 shall not be waived.

 

19        (14) An insurance producer who has sold his or her insurance

 

20  business and who has not met the continuing education

 

21  requirements of this section shall not solicit or sell new

 

22  policies of insurance, bind coverage, or otherwise act as an

 

23  insurance producer except that the insurance producer may

 

24  continue to service policies previously sold and may receive

 

25  commissions on policies previously sold as well as receive

 

26  partial commissions on policies of insurance sold by a purchasing

 

27  insurance producer. An insurance producer who is in the process


 

 1  of selling his or her insurance business and who has not met the

 

 2  continuing education requirements of this section shall not

 

 3  solicit or sell new policies of insurance, bind coverage, or

 

 4  otherwise act as an insurance producer except that the insurance

 

 5  producer may continue to service policies previously sold and may

 

 6  receive commissions on policies previously sold as well as

 

 7  receive partial commissions on policies of insurance sold by a

 

 8  purchasing insurance producer, for a period not to exceed 12

 

 9  months after the selling insurance producer's license review date

 

10  under subsection (2). An insurance producer whose license has

 

11  been canceled and who wishes to resume soliciting or selling new

 

12  policies of insurance, bind coverage, or otherwise act as an

 

13  insurance producer and who has not met the continuing education

 

14  requirements within the immediately preceding 2-year period may

 

15  reapply for license to act as an insurance producer under section

 

16  1204.

 

17        Sec. 1204f. (1) Each insurer that sells, solicits, or

 

18  negotiates long-term care insurance shall ensure that each

 

19  producer whose duties include selling, soliciting, or negotiating

 

20  long-term care insurance completes a program of instruction as

 

21  described in subsection (3) before selling, soliciting, or

 

22  negotiating long-term care insurance.

 

23        (2) A program of instruction required under this section may

 

24  be provided in conjunction with other producer training or

 

25  separately. To satisfy subsection (1), a producer may document to

 

26  an insurer that he or she has obtained training as described in

 

27  subsection (3) from any of the following:


 

 1        (a) Any insurer that sells, solicits, or negotiates long-

 

 2  term care insurance.

 

 3        (b) A program of instruction qualified under section 1204a.

 

 4        (c) A program of instruction qualified under section 1204c.

 

 5        (3) A program of instruction required under this section

 

 6  shall consist of topics related to long-term care insurance and

 

 7  long-term care services, including, but not limited to, all of

 

 8  the following:

 

 9        (a) State regulations and requirements, including, but not

 

10  limited to, laws relating to adult financial exploitation.

 

11        (b) Available long-term care services and providers.

 

12        (c) Changes or improvements in long-term care services or

 

13  providers.

 

14        (d) Alternatives to the purchase of private long-term care

 

15  insurance.

 

16        (e) Differences in eligibility for benefits and tax

 

17  treatment between policies intended to be federally qualified and

 

18  those not intended to be federally qualified.

 

19        (f) The effect of inflation in eroding the value of benefits

 

20  and the importance of inflation protection.

 

21        (g) Consumer suitability standards and guidelines.

 

22        (4) A program of instruction required under this section

 

23  shall not include any training that is solely oriented to the

 

24  sales or marketing of an insurer-specific long-term care product.

 

25        Sec. 3906. (1) An individual long-term care policy or

 

26  certificate shall not be issued until the insurer has received

 

27  from the applicant either a written designation of at least 1


 

 1  person, in addition to the applicant, who is to receive notice of

 

 2  lapse or termination of the policy or certificate for nonpayment

 

 3  of premium, or a written waiver dated and signed by the applicant

 

 4  electing not to designate additional persons to receive notice.

 

 5  The applicant may designate at least 1 person who is to receive

 

 6  the notice of termination, in addition to the insured. A

 

 7  designation shall not constitute acceptance of any liability on

 

 8  the third party for services provided to the insured. The form

 

 9  used for the written designation shall provide space clearly

 

10  designated for listing at least 1 person. The designation shall

 

11  include each person's full name and home address. For an

 

12  applicant who elects not to designate an additional person, the

 

13  waiver shall state: "Protection against unintended lapse. I

 

14  understand that I have the right to designate at least 1 person

 

15  other than myself to receive notice of lapse or termination of

 

16  this long-term care insurance policy for nonpayment of premium. I

 

17  understand that notice will not be given until 30 days after a

 

18  premium is due and unpaid. I elect NOT to designate a person to

 

19  receive this notice." The insurer shall notify the insured of the

 

20  right to change this written designation, no less often than once

 

21  every 2 years.

 

22        (2) If the policyholder or certificateholder pays premium

 

23  for a long-term care insurance policy or certificate through a

 

24  payroll or pension deduction plan, subsection (1) does not apply

 

25  until 60 days after the policyholder or certificateholder is no

 

26  longer on such a payment plan. The application or enrollment form

 

27  for such policies or certificates shall clearly indicate the


 

 1  payment plan selected by the applicant.

 

 2        (3) An individual long-term care policy or certificate shall

 

 3  not lapse or be terminated for nonpayment of premium unless the

 

 4  insurer, at least 30 days before the effective date of the lapse

 

 5  or termination, has given notice to the insured and to those

 

 6  persons designated under subsection (1), at the address provided

 

 7  by the insured for purposes of receiving notice of lapse or

 

 8  termination. Notice shall be given by first-class United States

 

 9  mail, postage prepaid, and notice shall not be given until 30

 

10  days after a premium is due and unpaid. Notice shall be

 

11  considered given 5 days after the date of mailing.

 

12        (4) A long-term care insurance policy or certificate shall

 

13  provide for reinstatement of coverage if the insurer is provided

 

14  proof that the policyholder or certificateholder was cognitively

 

15  impaired or had a loss of functional capacity before the grace

 

16  period contained in the policy expired. This option shall be

 

17  available to the insured if requested within 5 months after

 

18  termination and shall allow for the collection of past due

 

19  premium, where appropriate. The standard of proof of cognitive

 

20  impairment or loss of functional capacity shall not be more

 

21  stringent than the benefit eligibility criteria on cognitive

 

22  impairment or the loss of functional capacity contained in the

 

23  policy and certificate.

 

24        (5) This section takes effect March 1, 2007 and applies to

 

25  long-term care policies and certificates issued on or after March

 

26  1, 2007.

 

27        Sec. 3910. (1) This section does not apply to life insurance


 

 1  policies or riders containing accelerated benefits for long-term

 

 2  care.

 

 3        (2) Except as provided in subsection (3), a long-term care

 

 4  insurance policy shall not be delivered or issued for delivery in

 

 5  this state unless the policyholder or certificateholder has been

 

 6  offered the option of purchasing a policy or certificate

 

 7  including a nonforfeiture benefit. An offer shall be in writing

 

 8  if the nonforfeiture benefit is not otherwise described in the

 

 9  outline of coverage or other materials given to the prospective

 

10  policyholder or certificateholder. The offer of a nonforfeiture

 

11  benefit may be in the form of a rider that is attached to the

 

12  policy. If the policyholder or certificateholder declines the

 

13  nonforfeiture benefit, the insurer shall provide a contingent

 

14  benefit upon lapse that shall be available for a specified period

 

15  of time following a substantial increase in premium rates.

 

16        (3) When a group long-term care insurance policy is issued,

 

17  the offer required in subsection (2) shall be made to the group

 

18  policyholder. However, if the policy is issued as group long-term

 

19  care insurance as defined in section 3901(c)(iv), other than to a

 

20  continuing care retirement community or other similar entity, the

 

21  offering shall be made to each proposed certificateholder.

 

22        Sec. 3910a. (1) This section does not apply to life

 

23  insurance policies or riders containing accelerated benefits for

 

24  long-term care.

 

25        (2) A policy or certificate offered with nonforfeiture

 

26  benefits shall have coverage elements, eligibility, benefit

 

27  triggers, and benefit length that are the same as coverage to be


 

 1  issued without nonforfeiture benefits. The nonforfeiture benefit

 

 2  included in the offer shall be the benefits described in

 

 3  subsection (8).

 

 4        (3) If the offer required to be made under section 3910 is

 

 5  rejected, the insurer shall provide a contingent benefit upon

 

 6  lapse as described in this section for individual and group

 

 7  policies without nonforfeiture benefits issued on and after June

 

 8  1, 2007.

 

 9        (4) If a group policyholder elects to make the nonforfeiture

 

10  benefit an option to the certificateholder, a certificate shall

 

11  provide either the nonforfeiture benefit or the contingent

 

12  benefit upon lapse.

 

13        (5) Except as otherwise required, policyholders shall be

 

14  notified not less than 45 days before the due date of a premium

 

15  increase and of the amount of the increase.

 

16        (6) The contingent benefit on lapse is triggered every time

 

17  an insurer increases the premium rates to a level that results in

 

18  a cumulative increase of the annual premium equal to or exceeding

 

19  the percentage of the insured's initial annual premium as follows

 

20  based on the insured's issue age, and the policy or certificate

 

21  lapses within 120 days of the due date of the premium so

 

22  increased:

 

23           TRIGGERS FOR A SUBSTANTIAL PREMIUM INCREASE

 

 

24                               Percent Increase Over

25 Issue Age                     Initial Premium

26 29 and under                  200%


1  30-34                         190%

2  35-39                         170%

3  40-44                         150%

4  45-49                         130%

5  50-54                         110%

6  55-59                         90%

7  60                            70%

8  61                            66%

9  62                            62%

10 63                            58%

11 64                            54%

12 65                            50%

13 66                            48%

14 67                            46%

15 68                            44%

16 69                            42%

17 70                            40%

18 71                            38%

19 72                            36%

20 73                            34%

21 74                            32%

22 75                            30%

23 76                            28%

24 77                            26%

25 78                            24%

26 79                            22%

27 80                            20%

28 81                            19%

29 82                            18%

30 83                            17%

31 84                            16%


1  85                            15%

2  86                            14%

3  87                            13%

4  88                            12%

5  89                            11%

6  90 and over                   10%

 

 

 7        (7) On or before the effective date of a substantial premium

 

 8  increase as defined in subsection (6), the insurer shall do all

 

 9  of the following:

 

10        (a) Offer to reduce policy benefits provided by the current

 

11  coverage without the requirement of additional underwriting so

 

12  that required premium payments are not increased.

 

13        (b) Offer to convert the coverage to a paid-up status with a

 

14  shortened benefit period as provided in subsection (8). This

 

15  option may be elected at any time during the 120-day period under

 

16  subsection (6).

 

17        (c) Notify the policyholder or certificateholder that a

 

18  default or lapse at any time during the 120-day period under

 

19  subsection (6) is considered to be the election of the offer to

 

20  convert under subdivision (b).

 

21        (8) Benefits continued as nonforfeiture benefits, including

 

22  contingent benefits upon lapse, are as follows:

 

23        (a) For purposes of this subsection, attained age rating is

 

24  defined as a schedule of premiums starting from the issue date

 

25  that increases age at least 1% per year prior to age 50 and at

 

26  least 3% per year beyond age 50.

 

27        (b) For purposes of this subsection, the nonforfeiture


 

 1  benefit shall be of a shortened benefit period providing paid-up

 

 2  long-term care insurance coverage after lapse. The same benefits

 

 3  shall be payable for a qualifying claim, but the lifetime maximum

 

 4  dollars or days of benefits shall be determined as provided in

 

 5  subdivision (c). As used in this subdivision, "same benefits"

 

 6  means amounts and frequency in effect at the time of lapse but

 

 7  not increased thereafter.

 

 8        (c) The standard nonforfeiture credit will be equal to 100%

 

 9  of the sum of all premiums paid, including the premiums paid

 

10  prior to any changes in benefits. The insurer may offer

 

11  additional shortened benefit period options, as long as the

 

12  benefits for each duration equal or exceed the standard

 

13  nonforfeiture credit for that duration. However, the minimum

 

14  nonforfeiture credit shall not be less than 30 times the daily

 

15  nursing home benefit at the time of lapse. In either event, the

 

16  calculation of the nonforfeiture credit is subject to the

 

17  limitation of subsection (9).

 

18        (d) The nonforfeiture benefit shall begin not later than the

 

19  end of the third year following the policy or certificate issue

 

20  date. The contingent benefit upon lapse shall be effective during

 

21  the first 3 years as well as thereafter. However, for a policy or

 

22  certificate with attained age rating, the nonforfeiture benefit

 

23  shall begin on the earlier of the end of the tenth year following

 

24  the policy or certificate issue date or the end of the second

 

25  year following the date the policy or certificate is no longer

 

26  subject to attained age rating.

 

27        (e) Nonforfeiture credits may be used for all care and


 

 1  services qualifying for benefits under the terms of the policy or

 

 2  certificate, up to the limits specified in the policy or

 

 3  certificate.

 

 4        (9) All benefits paid by the insurer while the policy or

 

 5  certificate is in premium paying status and in the paid-up status

 

 6  shall not exceed the maximum benefits that would be payable if

 

 7  the policy or certificate had remained in premium paying status.

 

 8        (10) There shall be no difference in the minimum

 

 9  nonforfeiture benefits as required under this section for group

 

10  and individual policies.

 

11        (11) This section is effective June 1, 2007 and shall apply

 

12  as follows:

 

13        (a) Except as otherwise provided in subdivision (b), this

 

14  section applies to any long-term care policy issued in this state

 

15  on or after June 1, 2007.

 

16        (b) This section does not apply to certificates issued on or

 

17  after June 1, 2007, under a group long-term care insurance policy

 

18  as defined in section 3901(c)(i), which policy was in force at the

 

19  time this section became effective.

 

20        (12) Premiums charged for a policy or certificate containing

 

21  nonforfeiture benefits or a contingent benefit on lapse are

 

22  subject to the loss ratio requirements of section 3926a treating

 

23  the policy as a whole.

 

24        (13) To determine whether contingent nonforfeiture upon

 

25  lapse provisions are triggered under subsection (6), a replacing

 

26  insurer that purchased or otherwise assumed a block or blocks of

 

27  long-term care insurance policies from another insurer shall


 

 1  calculate the percentage increase based on the initial annual

 

 2  premium paid by the insured when the policy was first purchased

 

 3  from the original insurer.

 

 4        (14) For qualified long-term care insurance contracts that

 

 5  are level premium contracts, an insurer shall offer a

 

 6  nonforfeiture benefit that meets all of the following:

 

 7        (a) Is appropriately captioned.

 

 8        (b) Provides a benefit available in the event of a default

 

 9  in the payment of any premiums and states that the amount of the

 

10  benefit may be adjusted subsequent to being initially granted

 

11  only as necessary to reflect changes in claims, persistency, and

 

12  interest as reflected in changes in rates for premium paying

 

13  contracts approved by the commissioner for the same contract

 

14  form.

 

15        (c) Provides at least 1 of the following:

 

16        (i) Reduced paid-up insurance.

 

17        (ii) Extended term insurance.

 

18        (iii) Shortened benefit period.

 

19        (iv) Other offerings approved by the commissioner that are

 

20  similar to subparagraphs (i) to (iii).

 

21        Sec. 3910b. (1) A long-term care insurance policy or

 

22  certificate shall provide that a policyholder or

 

23  certificateholder who wishes to reduce coverage and lower the

 

24  policy or certificate premium may choose at least 1 of the

 

25  following options:

 

26        (a) Reducing the lifetime maximum benefit.

 

27        (b) Reducing the daily, weekly, or monthly benefit amount.


 

 1        (2) In addition to the reduction options listed in

 

 2  subsection (1), a long-term care insurer may offer additional

 

 3  reduction options that are consistent with the policy or

 

 4  certificate design or the insurer's administrative processes.

 

 5        (3) A long-term care insurer shall include in the long-term

 

 6  care insurance policy or certificate a description of the ways in

 

 7  which coverage may be reduced and the process for requesting and

 

 8  implementing a reduction in coverage.

 

 9        (4) The age to determine the premium for reduced coverage

 

10  shall be based on the age used to determine the premiums for the

 

11  coverage currently in force.

 

12        (5) A long-term care insurer may limit any reduction in

 

13  coverage to plans available for that policy form and to those for

 

14  which benefits will be available after consideration of claims

 

15  paid or payable.

 

16        (6) If a long-term care insurance policy or certificate is

 

17  about to lapse, the insurer shall provide written notice to the

 

18  insured of the options in subsection (1) to lower the premium by

 

19  reducing coverage and of the premiums applicable to the reduced

 

20  coverage options. The insurer may include in the notice

 

21  additional options to those required in subsection (1). The

 

22  notice shall provide the insured at least 30 days in which to

 

23  elect to reduce coverage, and the policy or certificate shall be

 

24  reinstated without underwriting if the insured elects the reduced

 

25  coverage.

 

26        (7) This section applies to long-term care policies and

 

27  certificates issued on or after June 1, 2007.


 

 1        Sec. 3915. A long-term care insurance policy sold before,

 

 2  on, or after June 2, 1992 shall not condition benefits on any of

 

 3  the following:

 

 4        (a) The prior institutionalization of the insured.

 

 5        (b) Prior receipt of a higher level of institutional care.

 

 6        Sec. 3925. (1) Except as provided in subsection (2), this

 

 7  section applies to any long-term care policy or certificate

 

 8  issued in this state on or after June 1, 2007.

 

 9        (2) For a long-term care certificate issued on or after June

 

10  1, 2007 under a group long-term care insurance policy described

 

11  in section 3901(c)(i), which policy was in force on June 1, 2007,

 

12  this section applies on the policy anniversary date following

 

13  June 1, 2007.

 

14        (3) Other than long-term care policies or certificates for

 

15  which no applicable premium rate or rate schedule increases can

 

16  be made, an insurer shall provide on forms approved by the

 

17  commissioner all of the following information to the applicant at

 

18  the time of application or enrollment or, if the method of

 

19  application does not allow for delivery at that time, an insurer

 

20  shall provide on forms approved by the commissioner all of the

 

21  following information to the applicant no later than at the time

 

22  of delivery of the policy or certificate:

 

23        (a) A statement that the policy may be subject to rate

 

24  increases in the future.

 

25        (b) An explanation of potential future premium rate

 

26  revisions, and the policyholder's or certificateholder's option

 

27  in the event of a premium rate revision.


 

 1        (c) The premium rate or rate schedules applicable to the

 

 2  applicant that will be in effect until a request is made for an

 

 3  increase.

 

 4        (d) A general explanation for applying premium rate or rate

 

 5  schedule adjustments that shall include a description of when

 

 6  premium rate or rate schedule adjustments will be effective and

 

 7  the right to a revised premium rate or rate schedule if the

 

 8  premium rate or rate schedule is changed.

 

 9        (e) Information concerning each premium rate increase on the

 

10  policy or certificate or similar policies or certificates over

 

11  the past 10 years for this state or any other state that, at a

 

12  minimum, identifies all of the following:

 

13        (i) The policies or certificates for which premium rates have

 

14  been increased.

 

15        (ii) The calendar years when the policy or certificate was

 

16  available for purchase.

 

17        (iii) The amount or percent of each increase. The percentage

 

18  may be expressed as a percentage of the premium rate prior to the

 

19  increase and may also be expressed as minimum and maximum

 

20  percentages if the rate increase is variable by rating

 

21  characteristics. An insurer may exclude from this disclosure

 

22  premium rate increases that only apply to blocks of business

 

23  acquired from another nonaffiliated insurer or the long-term care

 

24  policies or certificates acquired from another nonaffiliated

 

25  insurer when those increases occurred prior to the acquisition.

 

26  If an acquiring insurer files for a rate increase on a long-term

 

27  care policy or certificate acquired from a nonaffiliated insurer


 

 1  or a block of policies or certificates acquired from a

 

 2  nonaffiliated insurer before the later of June 1, 2007 or the end

 

 3  of a 24-month period following the acquisition of the block of

 

 4  policies or certificates, the acquiring insurer may exclude that

 

 5  rate increase from this disclosure. However, the nonaffiliated

 

 6  selling company shall include the disclosure of that rate

 

 7  increase as provided in subparagraph (i). If the acquiring insurer

 

 8  files for a subsequent rate increase, even within the 24-month

 

 9  period, on the same policy or certificate acquired from a

 

10  nonaffiliated insurer or block of policies or certificates

 

11  acquired from a nonaffiliated insurer, the acquiring insurer

 

12  shall make all disclosures required by this subdivision,

 

13  including disclosure of the earlier rate increase.

 

14        (4) The insurer may, in a fair manner, provide explanatory

 

15  information related to the rate increases in addition to that

 

16  required under subsection (3).

 

17        (5) Except as otherwise provided in this subsection, an

 

18  applicant shall sign an acknowledgment at the time of application

 

19  that the insurer made the disclosure required under subsection

 

20  (3). If due to the method of application the applicant cannot

 

21  sign an acknowledgment at the time of application, the applicant

 

22  shall sign an acknowledgment that the insurer made the disclosure

 

23  required under subsection (3) no later than at the time of

 

24  delivery of the policy or certificate.

 

25        (6) An insurer shall provide notice of an upcoming premium

 

26  rate schedule increase to all policyholders or

 

27  certificateholders, if applicable, at least 45 days prior to the


 

 1  implementation of the premium rate schedule increase by the

 

 2  insurer. The notice shall include the information required by

 

 3  subsection (3) when the rate increase is implemented.

 

 4        (7) A long-term care insurer shall provide to an applicant a

 

 5  long-term care insurance personal worksheet approved by the

 

 6  commissioner that the applicant can use for help in determining

 

 7  whether long-term care insurance should be purchased.

 

 8        (8) A long-term care insurer shall provide to an applicant

 

 9  who is 60 years of age or older or who is disabled a current

 

10  brochure, or the web address where the brochure can be obtained

 

11  and the telephone number for the agency that can provide the

 

12  brochure, from the state's medicare medicaid assistance program

 

13  that contains information on the availability of free and

 

14  independent insurance purchasing and public benefits counseling.

 

15        Sec. 3926. (1) This section applies to any long-term care

 

16  policy or certificate issued in this state on or after June 1,

 

17  2007.

 

18        (2) An insurer shall provide all of the following

 

19  information to the commissioner 30 days prior to making a long-

 

20  term care insurance policy or certificate available for sale:

 

21        (a) A copy of the disclosure documents required in section

 

22  3925.

 

23        (b) An actuarial certification consisting of at least all of

 

24  the following:

 

25        (i) A statement that the initial premium rate schedule is

 

26  sufficient to cover anticipated costs under moderately adverse

 

27  experience and that the premium rate schedule is reasonably


 

 1  expected to be sustainable over the life of the policy or

 

 2  certificate with no future premium increases anticipated.

 

 3        (ii) A statement that the policy or certificate design and

 

 4  coverage provided have been reviewed and taken into

 

 5  consideration.

 

 6        (iii) A statement that the underwriting and claims

 

 7  adjudication processes have been reviewed and taken into

 

 8  consideration.

 

 9        (iv) A complete description of the basis for contract

 

10  reserves that are anticipated to be held under the policy or

 

11  certificate, with sufficient detail or sample calculations

 

12  provided so as to have a complete depiction of the reserve

 

13  amounts to be held, a statement that the assumptions used for

 

14  reserves contain reasonable margins for adverse experience, a

 

15  statement that the net valuation premium for renewal years does

 

16  not increase except for attained-age rating where permitted, and

 

17  a statement that the difference between the gross premium and the

 

18  net valuation premium for renewal years is sufficient to cover

 

19  expected renewal expenses or if such a statement cannot be made,

 

20  a complete description of the situations where this does not

 

21  occur. An aggregate distribution of anticipated issues may be

 

22  used as long as the underlying gross premiums maintain a

 

23  reasonably consistent relationship. If the gross premiums for

 

24  certain age groups appear to be inconsistent with this

 

25  requirement, the commissioner may request a demonstration under

 

26  subsection (3) based on a standard age distribution.

 

27        (v) A statement that the premium rate schedule is not less


 

 1  than the premium rate schedule for existing similar policies or

 

 2  certificates also available from the insurer except for

 

 3  reasonable differences attributable to benefits or a comparison

 

 4  of the premium schedules for similar policies or certificates

 

 5  that are currently available from the insurer with an explanation

 

 6  of the differences.

 

 7        (3) Prior to the expiration of the 30 days under subsection

 

 8  (2), the commissioner may request an actuarial demonstration that

 

 9  benefits are reasonable in relation to premiums. The actuarial

 

10  demonstration shall include either premium and claim experience

 

11  on similar policies or certificates, adjusted for any premium or

 

12  benefit differences, or relevant and credible data from other

 

13  studies, or both. If the commissioner asks for this additional

 

14  information, the 30-day time period under subsection (2) is

 

15  tolled until the commissioner receives the requested information.

 

16        Sec. 3926a. (1) Except as provided in subsection (2), this

 

17  section applies to any long-term care policy or certificate

 

18  issued in this state on or after June 1, 2007.

 

19        (2) For certificates issued on or after June 1, 2007 under a

 

20  group long-term care insurance policy described in section

 

21  3901(c)(i), which policy was in force on June 1, 2007, this

 

22  section applies on the policy anniversary date following June 1,

 

23  2007.

 

24        (3) An insurer shall provide notice of a pending premium

 

25  rate schedule increase, including an exceptional increase, to the

 

26  commissioner at least 30 days prior to the notice to the

 

27  policyholders. This notice to the commissioner shall include all


 

 1  of the following:

 

 2        (a) Information required by section 3925.

 

 3        (b) Certification by a qualified actuary that if the

 

 4  requested premium rate schedule increase is implemented and the

 

 5  underlying assumptions, which reflect moderately adverse

 

 6  conditions, are realized, no further premium rate schedule

 

 7  increases are anticipated and that the premium rate filing is in

 

 8  compliance with the provisions of this section.

 

 9        (c) An actuarial memorandum justifying the rate schedule

 

10  change request that includes all of the following:

 

11        (i) Lifetime projections of earned premiums and incurred

 

12  claims based on the filed premium rate schedule increase and the

 

13  method and assumptions used in determining the projected values,

 

14  including reflection of any assumptions that deviate from those

 

15  used for pricing other policies or certificates currently

 

16  available for sale. Annual values for the 5 years preceding and

 

17  the 3 years following the valuation date shall be provided

 

18  separately. The projections shall include the development of the

 

19  lifetime loss ratio, unless the rate increase is an exceptional

 

20  increase. The projections shall demonstrate compliance with

 

21  subsection (4). For exceptional increases, the projected

 

22  experience shall be limited to the increases in claims expenses

 

23  attributable to the approved reasons for the exceptional increase

 

24  and if the commissioner determines that offsets may exist, the

 

25  insurer shall use appropriate net projected experience.

 

26        (ii) If the rate increase will trigger contingent benefit

 

27  upon lapse, disclosure of how reserves have been incorporated in


 

 1  this rate increase.

 

 2        (iii) Disclosure of the analysis performed to determine why a

 

 3  rate adjustment is necessary, which pricing assumptions were not

 

 4  realized and why, and what other actions taken by the insurer

 

 5  have been relied on by the actuary.

 

 6        (iv) A statement that policy design, underwriting, and claims

 

 7  adjudication practices have been taken into consideration.

 

 8        (v) If it is necessary to maintain consistent premium rates

 

 9  for new certificates and certificates receiving a rate increase,

 

10  the insurer will need to file composite rates reflecting

 

11  projections of new certificates.

 

12        (d) A statement that renewal premium rate schedules are not

 

13  greater than new business premium rate schedules except for

 

14  differences attributable to benefits, unless sufficient

 

15  justification is provided to the commissioner.

 

16        (e) Sufficient information for review and approval of the

 

17  premium rate schedule increase by the commissioner.

 

18        (4) All premium rate schedule increases shall be determined

 

19  in accordance with the following requirements:

 

20        (a) Exceptional increases shall provide that 70% of the

 

21  present value of projected additional premiums from the

 

22  exceptional increase will be returned to policyholders in

 

23  benefits.

 

24        (b) Premium rate schedule increases shall be calculated such

 

25  that the sum of the accumulated value of incurred claims, without

 

26  the inclusion of active life reserves, and the present value of

 

27  future projected incurred claims, without the inclusion of active


 

 1  life reserves, will not be less than the sum of the following:

 

 2        (i) The accumulated value of the initial earned premium times

 

 3  58%.

 

 4        (ii) Eighty-five percent of the accumulated value of prior

 

 5  premium rate schedule increases on an earned basis.

 

 6        (iii) The present value of future projected initial earned

 

 7  premiums times 58%.

 

 8        (iv) Eighty-five percent of the present value of future

 

 9  projected premiums not in subparagraph (iii) on an earned basis.

 

10        (c) If a policy or certificate has both exceptional and

 

11  other increases, the values in subdivision (b)(ii) and (iv) shall

 

12  also include 70% for exceptional rate increase amounts.

 

13        (d) All present and accumulated values used to determine

 

14  rate increases shall use the maximum valuation interest rate for

 

15  contract reserves as specified in section 733(1). The actuary

 

16  shall disclose as part of the actuarial memorandum the use of any

 

17  appropriate averages.

 

18        (5) For each rate increase that is implemented, the insurer

 

19  shall file for review and approval by the commissioner updated

 

20  projections, as described in subsection (3)(c)(i), annually for

 

21  the next 3 years and include a comparison of actual results to

 

22  projected values. The commissioner may extend the period to

 

23  greater than 3 years if actual results are not consistent with

 

24  projected values from prior projections. For group insurance

 

25  certificates that meet the conditions in subsection (13), the

 

26  projection required by this subsection shall be provided to the

 

27  policyholder in lieu of filing with the commissioner.


 

 1        (6) If any premium rate in the revised premium rate schedule

 

 2  is greater than 200% of the comparable rate in the initial

 

 3  premium schedule, lifetime projections, as described in

 

 4  subsection (3)(c)(i), shall be filed for review and approval by

 

 5  the commissioner every 5 years following the end of the required

 

 6  period in subsection (5). For group insurance certificates that

 

 7  meet the conditions in subsection (13), the projections required

 

 8  by this subsection shall be provided to the policyholder in lieu

 

 9  of filing with the commissioner.

 

10        (7) If the commissioner has determined that the actual

 

11  experience following a rate increase does not adequately match

 

12  the projected experience and that the current projections under

 

13  moderately adverse conditions demonstrate that incurred claims

 

14  will not exceed proportions of premiums specified in subsection

 

15  (4), the commissioner may require the insurer to implement

 

16  premium rate schedule adjustments or other measures to reduce the

 

17  difference between the projected and actual experience. In

 

18  determining whether the actual experience adequately matches the

 

19  projected experience, consideration should be given to subsection

 

20  (3)(c)(iii), if applicable.

 

21        (8) If the majority of the policies or certificates to which

 

22  an increase is applicable are eligible for the contingent benefit

 

23  upon lapse, the insurer shall file both of the following with the

 

24  commissioner:

 

25        (a) A plan, subject to commissioner approval, for improved

 

26  administration or claims processing designed to eliminate the

 

27  potential for further deterioration of the policy or certificate


 

 1  requiring further premium rate schedule increases, or both, or to

 

 2  demonstrate that appropriate administration and claims processing

 

 3  have been implemented or are in effect.

 

 4        (b) The original anticipated lifetime loss ratio, and the

 

 5  premium rate schedule increase that would have been calculated

 

 6  according to subsection (4) had the greater of the original

 

 7  anticipated lifetime loss ratio or 58% been used in the

 

 8  calculations described in subsection (4)(b)(i) and (iii).

 

 9        (9) The commissioner shall review, for all policies and

 

10  certificates included in a filing, the projected lapse rates and

 

11  past lapse rates during the 12 months following each increase to

 

12  determine if significant adverse lapsation has occurred or is

 

13  anticipated for any rate increase filing meeting the following

 

14  criteria:

 

15        (a) The rate increase is not the first rate increase

 

16  requested for the specific policy or certificate.

 

17        (b) The rate increase is not an exceptional increase.

 

18        (c) The majority of the policies or certificates to which

 

19  the increase is applicable are eligible for the contingent

 

20  benefit upon lapse.

 

21        (10) If significant adverse lapsation has occurred, is

 

22  anticipated in the filing, or is evidenced in the actual results

 

23  as presented in the updated projections provided by the insurer

 

24  following the requested rate increase, the commissioner may

 

25  determine that a rate spiral exists. Following the determination

 

26  that a rate spiral exists, the commissioner may require the

 

27  insurer to offer, without underwriting, to all in force insureds


 

 1  subject to the rate increase the option to replace existing

 

 2  coverage with 1 or more reasonably comparable products being

 

 3  offered by the insurer or its affiliates. An offer under this

 

 4  subsection is subject to the commissioner's approval, shall be

 

 5  based on actuarially sound principles, but shall not be based on

 

 6  attained age, and shall provide that maximum benefits under any

 

 7  new policy or certificate accepted by an insured shall be reduced

 

 8  by comparable benefits already paid under the existing policy or

 

 9  certificate. The insurer shall maintain the experience of all the

 

10  replacement insureds separate from the experience of insureds

 

11  originally issued the policy or certificate. If a rate increase

 

12  is requested on the policy or certificate, the rate increase

 

13  shall be limited to the lesser of the maximum rate increase

 

14  determined based on the combined experience and the maximum rate

 

15  increase determined based only on the experience of the insureds

 

16  originally issued the policy or certificate plus 10%.

 

17        (11) If the commissioner determines that an insurer has

 

18  exhibited a persistent practice of filing inadequate initial

 

19  premium rates for long-term care insurance, the commissioner, in

 

20  addition to the provisions of subsections (9) and (10), may

 

21  prohibit the insurer from either of the following:

 

22        (a) Filing and marketing comparable coverage for a period of

 

23  up to 5 years.

 

24        (b) Offering all other similar coverages and limiting

 

25  marketing of new applications to the products subject to recent

 

26  premium rate schedule increases.

 

27        (12) Subsections (1) to (11) do not apply to policies or


 

 1  certificates for which the long-term care benefits provided by

 

 2  the policy or certificate are incidental, if the policy or

 

 3  certificate complies with all of the following:

 

 4        (a) For any plan that may have a cash value, the interest

 

 5  credited internally to determine cash value accumulations,

 

 6  including long-term care, if any, are guaranteed not to be less

 

 7  than the minimum guaranteed interest rate for cash value

 

 8  accumulations without long-term care set forth in the policy or

 

 9  certificate.

 

10        (b) The portion of the policy or certificate that provides

 

11  insurance benefits other than long-term care coverage meets the

 

12  nonforfeiture requirements as applicable in section 4060 or 4072.

 

13        (c) The policy or certificate meets sections 3928, 3933,

 

14  3951, and 3953.

 

15        (d) The portion of the policy or certificate that provides

 

16  insurance benefits other than long-term care coverage meets, as

 

17  applicable, the policy illustrations and disclosure requirements

 

18  under section 4038.

 

19        (e) An actuarial memorandum is filed with the office of

 

20  financial and insurance services that includes all of the

 

21  following:

 

22        (i) A description of the basis on which the long-term care

 

23  rates were determined.

 

24        (ii) A description of the basis for the reserves.

 

25        (iii) A summary of the type of policy, benefits, renewability,

 

26  general marketing method, and limits on ages of issuance.

 

27        (iv) A description and a table of each actuarial assumption


 

 1  used. For expenses, an insurer shall include percent of premium

 

 2  dollars per policy or certificate and dollars per unit of

 

 3  benefits, if any.

 

 4        (v) A description and a table of the anticipated policy or

 

 5  certificate reserves and additional reserves to be held in each

 

 6  future year for active lives.

 

 7        (vi) The estimated average annual premium per policy or

 

 8  certificate and the average issue age.

 

 9        (vii) A statement as to whether underwriting is performed at

 

10  the time of application. The statement shall indicate whether

 

11  underwriting is used and, if used, shall include a description of

 

12  the type or types of underwriting used, such as medical

 

13  underwriting or functional assessment underwriting. For a group

 

14  certificate, the statement shall indicate whether the enrollee or

 

15  any dependent will be underwritten and when underwriting occurs.

 

16        (viii) A description of the effect of the long-term care

 

17  policy or certificate provision on the required premiums,

 

18  nonforfeiture values, and reserves on the underlying insurance

 

19  policy or certificate, both for active lives and those in long-

 

20  term care claim status.

 

21        (13) Subsections (7), (8), and (9) do not apply to a group

 

22  insurance policy described in section 3901(c)(i) if the policy

 

23  insures 250 or more persons and the policyholder has 5,000 or

 

24  more eligible employees of a single employer or the policyholder,

 

25  and not the certificate holders, pays a material portion of the

 

26  premium, which shall not be less than 20% of the total premium

 

27  for the group in the calendar year prior to the year a rate


 

 1  increase is filed.

 

 2        (14) Except as otherwise provided in this section,

 

 3  exceptional increases are subject to the same requirements as

 

 4  other premium rate schedule increases. The commissioner may

 

 5  request a review by an independent qualified actuary or a

 

 6  professional qualified actuarial body of the basis for a request

 

 7  that an increase be considered an exceptional increase. The

 

 8  commissioner, in determining that the necessary basis for an

 

 9  exceptional increase exists, shall also determine any potential

 

10  offsets to higher claims costs.

 

11        (15) As used in this section:

 

12        (a) "Exceptional increase" means only those increases filed

 

13  by an insurer as exceptional for which the commissioner

 

14  determines the need for the premium rate increase is justified

 

15  due to changes in laws or regulations applicable to long-term

 

16  care coverage in this state or due to increased and unexpected

 

17  utilization that affects the majority of insurers of similar

 

18  products.

 

19        (b) "Incidental" means that the value of the long-term care

 

20  benefits provided is less than 10% of the total value of the

 

21  benefits provided over the life of the policy or certificate as

 

22  measured on the date of issue.

 

23        (c) "Qualified actuary" means a member in good standing of

 

24  the American academy of actuaries.

 

25        (d) "Similar policies" means all of the long-term care

 

26  insurance policies and certificates issued by an insurer in the

 

27  same long-term care benefit classification as the policy or


 

 1  certificate being considered. Certificates of groups described in

 

 2  section 3901(c)(i) are not considered similar to policies or

 

 3  certificates otherwise issued as long-term care insurance, but

 

 4  are similar to other comparable certificates with the same long-

 

 5  term care benefit classifications. For purposes of determining

 

 6  similar policies, long-term care benefit classifications are

 

 7  defined as follows: institutional long-term care benefits only,

 

 8  noninstitutional long-term care benefits only, or comprehensive

 

 9  long-term care benefits.

 

10        Sec. 3927. (1) Benefits under individual long-term care

 

11  insurance policies shall be considered reasonable in relation to

 

12  premiums provided the expected loss ratio is at least 60%,

 

13  calculated in a manner that provides for adequate reserving of

 

14  the long-term care insurance risk. In evaluating the expected

 

15  loss ratio, due consideration shall be given to all relevant

 

16  factors, including:

 

17        (a) Statistical credibility of incurred claims experience

 

18  and earned premiums.

 

19        (b) The period for which rates are computed to provide

 

20  coverage.

 

21        (c) Experienced and projected trends.

 

22        (d) Concentration of experience within early policy

 

23  duration.

 

24        (e) Expected claim fluctuation.

 

25        (f) Experience refunds, adjustments, or dividends.

 

26        (g) Renewability features.

 

27        (h) All appropriate expense factors.


 

 1        (i) Interest.

 

 2        (j) Experimental nature of the coverage.

 

 3        (k) Policy reserves.

 

 4        (l) Mix of business by risk classification.

 

 5        (m) Product features such as long elimination periods, high

 

 6  deductibles, and high maximum limits.

 

 7        (n) Premiums charged and losses incurred for other similar

 

 8  policies.

 

 9        (2) This section does not apply to fixed indivisible premium

 

10  life insurance policies that fund long-term care benefits

 

11  entirely by accelerating the death benefit.

 

12        (3) This section applies to all long-term care insurance

 

13  policies or certificates except those described in sections

 

14  3926(1) and 3926a(1) and (2).

 

15        Sec. 3935. An application for a long-term care policy shall

 

16  contain the following statement printed, stamped, or as part of a

 

17  sticker permanently affixed to the application in capital letters

 

18  on the first page:

 

19        "For additional information about long-term care coverage

 

20  write to the  Michigan insurance bureau  office of financial and

 

21  insurance services, P.O. Box 30220, Lansing, MI 48909 or call the

 

22  area agency on aging in your community.".

 

23        Sec. 3941a. (1) This section does not apply to life

 

24  insurance policies or riders containing accelerated benefits for

 

25  long-term care.

 

26        (2) Every insurer or other entity marketing long-term care

 

27  insurance shall do all of the following:


 

 1        (a) Develop and use suitability standards to determine

 

 2  whether the purchase or replacement of long-term care insurance

 

 3  is appropriate for the needs of the applicant.

 

 4        (b) Train its producers in the use of and require producers

 

 5  to use its suitability standards.

 

 6        (c) Maintain a copy of its suitability standards and make

 

 7  them available for inspection upon request by the commissioner.

 

 8        (d) To determine whether the applicant meets the developed

 

 9  suitability standards, the insurer shall make reasonable efforts

 

10  to obtain all of the following information:

 

11        (i) The applicant's ability to pay for the proposed coverage

 

12  and other pertinent financial information related to the purchase

 

13  of the coverage.

 

14        (ii) The applicant's goals or needs with respect to long-term

 

15  care and the advantages and disadvantages of insurance to meet

 

16  these goals or needs.

 

17        (iii) The values, benefits, and costs of the applicant's

 

18  existing insurance, if any, when compared to the values,

 

19  benefits, and costs of the recommended purchase or replacement.

 

20        (3) If the insurer determines that the applicant does not

 

21  meet its suitability standards, or if the applicant has declined

 

22  to provide the necessary information, the insurer may reject the

 

23  application for long-term care insurance.

 

24        Sec. 3942. (1) Every insurer marketing long-term care

 

25  insurance coverage in this state, directly or through its

 

26  producers, shall do all of the following:

 

27        (a) Establish marketing procedures to assure that any


 

 1  comparison of policies by its  agents  producers or other

 

 2  producers are fair and accurate.

 

 3        (b) Establish marketing procedures to assure excessive

 

 4  insurance is not sold or issued.

 

 5        (c) Display prominently by type, stamp, or other appropriate

 

 6  means, on the first page of the outline of coverage and policy

 

 7  the following:

 

 8        "Notice to buyer: This policy may not cover all of the costs

 

 9  associated with long-term care incurred by the buyer during the

 

10  period of coverage. The buyer is advised to review carefully all

 

11  policy limitations.".

 

12        (d) Inquire and otherwise make every reasonable effort to

 

13  identify whether a prospective applicant or enrollee for long-

 

14  term care insurance already has accident and sickness or long-

 

15  term care insurance and the types and amounts of such insurance.

 

16        (e) Establish auditable procedures for verifying compliance

 

17  with this section.

 

18        (2) An insurer marketing long-term care insurance coverage

 

19  in this state shall not use the term "level premium" or

 

20  "noncancelable" unless the insurer does not have the right to

 

21  change the premium for the product being marketed.