SENATE BILL No. 525

 

 

May 19, 2005, Introduced by Senator BISHOP and referred to the Committee on Commerce and Labor.

 

 

 

 

 

     A bill to amend 2003 PA 296, entitled

 

"Michigan early stage venture investment act of 2003,"

 

by amending sections 5, 15, 17, and 23 (MCL 125.2235, 125.2245,

 

125.2247, and 125.2253).

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     Sec. 5. (1) A Michigan early stage venture investment

 

corporation is a nonprofit corporation incorporated under the

 

nonprofit corporation act, 1982 PA 162, MCL 450.2101 to 450.3192,

 

that meets the registration requirements of this act.

 

     (2) A Michigan early stage venture investment corporation

 

shall be incorporated as a nonprofit corporation that has received

 

, on or before September 1, 2004,  a favorable determination from

 

the internal revenue service that the corporation is exempt from


 

taxation under section 501(c)(3) or 501(c)(4) of the internal

 

revenue code. The department of treasury may allow up to 3, 30-day

 

extensions of the date under this section for purposes of reviewing

 

and approving an application for registration under section 11.

 

     (3) Except as otherwise provided in this act to the contrary,

 

a Michigan early stage venture investment corporation is subject to

 

the laws of this state that are applicable to nonprofit

 

corporations.

 

     (4) A Michigan early stage venture investment corporation is a

 

charitable and benevolent institution, and its funds, income, and

 

property are exempt from taxation by this state or any political

 

subdivision of this state.

 

     (5) A corporation shall not act as a Michigan early stage

 

venture investment corporation except as authorized under this act.

 

     Sec. 15. (1) Except as otherwise provided in this act, in the

 

nonprofit corporation act, 1982 PA 162, MCL 450.2101 to 450.3192,

 

by law, or in its articles of incorporation, a Michigan early stage

 

venture investment corporation may do or delegate any act

 

consistent with this act and the purposes of the nonprofit

 

corporation, including, but not limited to, the following:

 

     (a) Enter into contracts and all necessary activities in the

 

regular course of business of the Michigan early stage venture

 

investment corporation.

 

     (b) Charge reasonable fees for the implementation of this act

 

and the ongoing operation of the Michigan early stage venture

 

investment corporation.

 

     (c) Perform acts or enter into financial or other transactions


 

necessary to carry out its powers and duties under this act.

 

     (d) Invest in venture capital funds through equity securities.

 

     (e) Employ  a fund manager  fund managers and other persons it

 

considers necessary to implement this act. The Michigan early stage

 

venture investment corporation shall employ only 1 fund manager at

 

any 1 time.

 

     (2) The fund manager shall exercise the duties of a fiduciary

 

toward the corporation and shall discharge his or her duties with

 

the degree of diligence, care, and skill that an ordinarily prudent

 

person would exercise under the same or similar circumstances in a

 

like position.

 

     (3) The fund manager shall solicit investors pursuant to

 

section 17.

 

     (4) The Michigan early stage venture investment corporation

 

shall require the fund manager to develop procedures to evaluate

 

types of business and industry for investment purposes and to set

 

priorities as to which businesses are most likely to meet the

 

desired outcomes of the investment plan established under section

 

19 and which businesses conduct activities that are consistent with

 

the purposes of this act and of the fund. This evaluation shall

 

include, but not be limited to, the location of the firm and the

 

direct and indirect impact of the business on the economic

 

development of this state.

 

     Sec. 17. (1) To secure investment in the fund, the Michigan

 

early stage venture investment corporation shall enter into

 

agreements with investors.

 

     (2) Each agreement shall contain all of the following:


 

     (a) An established and agreed-upon investment amount and

 

repayment schedule.

 

     (b) A guaranteed negotiated amount or negotiated return on

 

qualified investment by the certified investor over the term of the

 

agreement.

 

     (c) A maximum amount of credit that the investor may claim

 

under section 37e of the single business tax act, 1975 PA 228, MCL

 

208.37e, a successor tax to the single business tax act, 1975 PA

 

228, MCL 208.1 to 208.145, or under section 270 of the income tax

 

act of 1967, 1967 PA 281, MCL 206.270, and the first year in which

 

that credit can be claimed.

 

     (3) The Michigan early stage venture investment corporation

 

shall notify the department of treasury when agreements are entered

 

into under this section and send a copy of each agreement to the

 

department of treasury. The department of treasury shall issue an

 

approval letter to the investor that states that the investor is

 

entitled to a tax credit under section 37e of the single business

 

tax act, 1975 PA 228, MCL 208.37e, that is equal to the difference

 

between the amount actually repaid and the amount set as the

 

repayment due in the agreement entered into by the investor and the

 

fund manager.

 

     (4) The fund shall repay any amounts due from proceeds from

 

the funds raised based on the agreements made under this section.

 

     (5) For tax years that begin after December 31, 2008,

 

investors that have certificates issued pursuant to section 23 may

 

claim a credit under section 37e of the single business tax act,

 

1975 PA 228, MCL 208.37e, or section 270 of the income tax act of


 

1967, 1967 PA 281, MCL 206.270, as otherwise provided in this act,

 

equal to the difference between the amount actually repaid and the

 

amount set as the repayment due in the agreement entered into by

 

the taxpayer and the fund manager.  The Michigan early stage

 

venture investment corporation shall notify the department of

 

treasury when credit certificates are issued under section 23, and

 

upon notification and approval by the department of treasury under

 

section 23, the amount of credit allowed pursuant to the credit

 

certificate becomes a debt of the fund to the state subject to

 

repayment pursuant to the agreement between the Michigan early

 

stage venture investment corporation and the department of

 

treasury. A debt under this section shall accrue interest at the

 

same rate as the interest paid to the investor.

 

     (6) Repayment of a debt under this section may be restricted

 

to specific funds or assets of the Michigan early stage venture

 

investment corporation.

 

     (7) The Michigan early stage venture investment corporation

 

may purchase securities and may manage, transfer, or dispose of

 

those securities.

 

     (8) The Michigan early stage venture investment corporation

 

and its directors are not broker-dealers, agents, investment

 

advisors, or investment advisor representatives when carrying out

 

their duties and responsibilities under this act.

 

     Sec. 23. (1) The Michigan early stage venture investment

 

corporation shall determine which investors are eligible for tax

 

credits under section 37e of the single business tax act, 1975 PA

 

228, MCL 208.37e, and section 270 of the income tax act of 1967,


 

1967 PA 281, MCL 206.270, and the amount of the tax credit under

 

those sections allowed to each investor.

 

     (2) The Michigan early stage venture investment corporation

 

shall determine which investors are eligible for tax credits under

 

this section and submit proposed certificates that meet the

 

criteria under subsection (3) to the department of treasury for

 

approval. The department of treasury shall approve or deny proposed

 

certificates within 30 days after receipt of the certificates. If

 

the department of treasury denies a proposed certificate, the

 

department of treasury shall notify the Michigan early stage

 

venture investment corporation and the investor of the denial and

 

the reason for the denial. If a proposed certificate is denied

 

under this subsection, the Michigan early stage venture investment

 

corporation is not prohibited from subsequently submitting a

 

proposed certificate on behalf of that same investor. If the

 

department of treasury does not approve or deny the certificates

 

within 30 days, the certificates are considered approved.

 

     (3) The Michigan early stage venture investment corporation

 

shall issue a certificate approved under subsection (2) to each

 

investor that states all of the following:

 

     (a) The taxpayer is an investor.

 

     (b) The taxpayer's federal employer identification number or

 

the number assigned to the taxpayer by the department of treasury

 

for filing purposes under the single business tax act, 1975 PA 228,

 

MCL 208.1 to 208.145.

 

     (c) The amount of the tax credit that the taxpayer may claim

 

against its tax liability under section 37e of the single business


 

tax act, 1975 PA 228, MCL 208.37e, or section 270 of the income tax

 

act of 1967, 1967 PA 281, MCL 206.270.

 

     (d) The tax years for which the credit under subdivision (c)

 

may be claimed and the maximum annual amount that may be claimed

 

each tax year.

 

     (e) The tax credit is not refundable.

 

     (f) The tax credit is transferable.

 

     (4) The fund manager shall invest, budget, and plan scheduled

 

payments and repayments so that no credits are claimed under

 

section 37e of the single business tax act, 1975 PA 228, MCL

 

208.37e, in any tax year before tax years that begin after December

 

31, 2008.

 

     (5) Certificates under this section shall be issued to an

 

investor at the time that the Michigan early stage venture

 

investment corporation determines that, for that investor, capital

 

is not sufficient to meet the guaranteed negotiated amount or the

 

negotiated return on qualified investment of that investor. The

 

total of all certificates issued under this section shall not

 

exceed the maximum amount allowed under section 37e(2) of the

 

single business tax act, 1975 PA 228, MCL 208.37e.

 

     (6) Certificates under this section shall not be issued until

 

December 31, 2008 or 5 years after all the requirements under

 

section 29 have been met, whichever occurs later.