SENATE BILL No. 536

 

 

September 30, 2015, Introduced by Senator CASPERSON and referred to the Committee on Energy and Technology.

 

 

 

     A bill to amend 1939 PA 3, entitled

 

"An act to provide for the regulation and control of public and

certain private utilities and other services affected with a public

interest within this state; to provide for alternative energy

suppliers; to provide for licensing; to include municipally owned

utilities and other providers of energy under certain provisions of

this act; to create a public service commission and to prescribe

and define its powers and duties; to abolish the Michigan public

utilities commission and to confer the powers and duties vested by

law on the public service commission; to provide for the

continuance, transfer, and completion of certain matters and

proceedings; to abolish automatic adjustment clauses; to prohibit

certain rate increases without notice and hearing; to qualify

residential energy conservation programs permitted under state law

for certain federal exemption; to create a fund; to provide for a

restructuring of the manner in which energy is provided in this

state; to encourage the utilization of resource recovery

facilities; to prohibit certain acts and practices of providers of

energy; to allow for the securitization of stranded costs; to

reduce rates; to provide for appeals; to provide appropriations; to

declare the effect and purpose of this act; to prescribe remedies

and penalties; and to repeal acts and parts of acts,"

 

by amending section 6q (MCL 460.6q), as added by 2008 PA 286, and

 

by adding section 6t.

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:


     Sec. 6q. (1) A person shall not acquire, control, or merge,

 

directly or indirectly, in whole or in part, with a jurisdictional

 

regulated utility nor shall a jurisdictional regulated utility

 

sell, assign, transfer, or encumber its assets to another person

 

without first applying to and receiving the approval of the

 

commission.

 

     (2) After notice and hearing, the commission shall issue an

 

order stating what constitutes acquisition, transfer of control,

 

merger activities, or encumbrance of assets that are subject to

 

this section. This section does not apply to the encumbrance,

 

assignment, acquisition, or transfer of assets that are encumbered,

 

assigned, acquired, transferred, or sold in the normal course of

 

business or to the issuance of securities or other financing

 

transactions not directly or indirectly involved in an acquisition,

 

merger, encumbrance, or transfer of control that is governed by

 

this section. This section does not apply to the creation of a

 

Michigan-only state jurisdictional utility under section 6t.

 

     (3) The commission shall promulgate rules creating procedures

 

for the application process required under this section. The

 

application shall include, but is not limited to, all of the

 

following information:

 

     (a) A concise summary of the terms and conditions of the

 

proposed acquisition, transfer, merger, or encumbrance.

 

     (b) Copies of the material acquisition, transfer, merger, or

 

encumbrance documents if available.

 

     (c) A summary of the projected impacts of the acquisition,

 

transfer, merger, or encumbrance on rates and electric service in

 


this state.

 

     (d) Pro forma financial statements that are relevant to the

 

acquisition, transfer, merger, or encumbrance.

 

     (e) Copies of the parties' public filings with other state or

 

federal regulatory agencies regarding the same acquisition,

 

transfer, merger, or encumbrance, including any regulatory orders

 

issued by the agencies regarding the acquisition, transfer, merger,

 

or encumbrance.

 

     (4) Within 60 days from after the date an application is filed

 

under this section, interested parties, including the attorney

 

general, may file comments with the commission on the proposed

 

acquisition, transfer, merger, or encumbrance.

 

     (5) After notice and hearing and within 180 days from after

 

the date an application is filed under this section, the commission

 

shall issue an order approving or rejecting the proposed

 

acquisition, transfer of control, merger, or encumbrance.

 

     (6) All parties to an acquisition, transfer, merger, or

 

encumbrance subject to this section shall provide the commission

 

and the attorney general access to all books, records, accounts,

 

documents, and any other data and information the commission

 

considers necessary to effectively assess the impact of the

 

proposed acquisition, transfer, merger, or encumbrance.

 

     (7) The commission shall consider among other factors all of

 

the following in its evaluation of whether or not to approve a

 

proposed acquisition, transfer, merger, or encumbrance:

 

     (a) Whether the proposed action would have an adverse impact

 

on the rates of the customers affected by the acquisition,

 


transfer, merger, or encumbrance.

 

     (b) Whether the proposed action would have an adverse impact

 

on the provision of safe, reliable, and adequate energy service in

 

this state.

 

     (c) Whether the action will result in the subsidization of a

 

nonregulated activity of the new entity through the rates paid by

 

the customers of the jurisdictional regulated utility.

 

     (d) Whether the action will significantly impair the

 

jurisdictional regulated utility's ability to raise necessary

 

capital or to maintain a reasonable capital structure.

 

     (e) Whether the action is otherwise inconsistent with public

 

policy and interest.

 

     (8) In approving an acquisition, transfer, merger, or

 

encumbrance under this section, the commission may impose

 

reasonable terms and conditions on the acquisition, transfer,

 

merger, or encumbrance to protect the jurisdictional regulated

 

utility, including the division and allocation of the utility's

 

assets. A jurisdictional regulated utility may reject the terms and

 

conditions imposed by the commission and not proceed with the

 

transaction.

 

     (9) In approving an acquisition, transfer, merger, or

 

encumbrance under this section, the commission may impose

 

reasonable terms and conditions on the acquisition, transfer,

 

merger, or encumbrance to protect the customers of the

 

jurisdictional regulated utility. A jurisdictional regulated

 

utility may reject the terms and conditions imposed by the

 

commission and not proceed with the transaction.

 


     (10) Nonpublic information and materials submitted by a

 

jurisdictional regulated utility under this section clearly

 

designated by that utility as confidential are exempt from the

 

freedom of information act, 1976 PA 442, MCL 15.231 to 15.246. The

 

commission shall issue protective orders as necessary to protect

 

information designated by that utility as confidential.

 

     (11) Nothing in this This section alters does not alter the

 

authority of the attorney general to enforce federal and state

 

antitrust laws.

 

     (12) As used in this section:

 

     (a) "Commission" means the Michigan public service commission.

 

     (b) "Jurisdictional regulated utility" means a utility whose

 

rates are regulated by the commission. Jurisdictional regulated

 

utility does not include a telecommunication provider as defined in

 

the Michigan telecommunications act, 1991 PA 179, MCL 484.2101 to

 

484.2604, 484.2603, or a motor carrier as defined in the motor

 

carrier act, 1933 PA 254, MCL 475.1 to 479.43.479.42.

 

     (c) "Person" means an individual, corporation, association,

 

partnership, utility, or any other legal private or public entity.

 

     Sec. 6t. (1) An affected multistate jurisdictional utility may

 

not change its corporate form to create a Michigan-only state

 

jurisdictional utility without first applying for and receiving

 

approval of the commission.

 

     (2) On its own motion, the commission may order its staff to

 

conduct a review of any affected multistate jurisdictional utility

 

to recommend whether the commission should require the creation of

 

a Michigan-only subsidiary.

 


     (3) An application filed under subsection (1) must include all

 

of the following:

 

     (a) An analysis of whether the division of assets,

 

liabilities, and costs between the utility in its current form and

 

in the proposed alternative is fair and equitable to ratepayers in

 

both states.

 

     (b) An analysis of whether the creation of a Michigan-only

 

state jurisdictional utility would allow greater transparency or

 

simplicity in ratemaking and other proceedings.

 

     (c) Any other information required by the commission.

 

     (4) After notice and hearing and within 1 year after an

 

application is filed under subsection (1) or, if the commission

 

staff recommends creation of a Michigan-only state jurisdictional

 

utility under subsection (2), within 1 year of that recommendation,

 

the commission shall issue an order approving or rejecting the

 

creation of a Michigan-only state jurisdictional utility. The

 

commission shall not approve the creation of a Michigan-only state

 

jurisdictional utility under this section unless it determines that

 

it is in the best interest of electric ratepayers in this state.

 

The commission shall consider all of the following in determining

 

whether to approve the proposed creation of a Michigan-only state

 

jurisdictional utility:

 

     (a) Whether the division of assets, liabilities, and costs

 

between the utility in its current form and in the proposed

 

alternative is fair and equitable to electric ratepayers in the

 

affected states.

 

     (b) Whether the creation of a Michigan-only state

 


jurisdictional utility would allow greater transparency or

 

simplicity in ratemaking and other proceedings.

 

     (c) Any other factors the commission considers relevant to

 

determining the best interest of electric ratepayers in this state.

 

The commission may also evaluate those factors that would be

 

considered if a merger were proposed under section 6q.

 

     (5) A hearing under subsection (4) shall be conducted as a

 

contested case pursuant to chapter 4 of the administrative

 

procedures act of 1969, 1969 PA 306, MCL 24.271 to 24.287. The

 

commission shall allow intervention by interested persons,

 

including the attorney general and a representative of the entity

 

charged with regulating the rates of the affected multistate

 

jurisdictional utility in another state. The commission shall

 

permit reasonable discovery before and during the hearing in order

 

to assist parties and interested persons in obtaining evidence.

 

     (6) An affected multistate jurisdictional utility shall

 

provide the commission access to all books, records, accounts,

 

documents, and any other data and information that the commission

 

considers necessary to determine whether to approve the creation of

 

a Michigan-only state jurisdictional utility under this section.

 

     (7) Nonpublic information and materials submitted by an

 

affected multistate jurisdictional utility and designated by the

 

utility as confidential are exempt from disclosure under the

 

freedom of information act, 1976 PA 442, MCL 15.231 to 15.246. The

 

commission shall issue protective orders as necessary to protect

 

information designated by the affected multistate jurisdictional

 

utility as confidential. The intervenors provided for in subsection

 


(5) may view all materials submitted to the commission under an

 

appropriate protective order.

 

     (8) In a proceeding initiated under this section, if the

 

commission finds that the creation of a Michigan-only state

 

jurisdictional utility is in the best interest of ratepayers, the

 

commission may order an affected multistate jurisdictional utility

 

to do 1 or more of the following:

 

     (a) Make changes to the utility's corporate form.

 

     (b) Make changes to the division of assets, liabilities, and

 

costs between the various jurisdictions of the utility in its

 

current form and the utility's affiliates.

 

     (c) Create a corporate entity separate from the entity or

 

entities subject to the jurisdiction of another state to own the

 

utility's facilities in this state.

 

     (d) File a general rate case in this state under section 6a

 

establishing rates for the new entity.

 

     (e) Make any other changes necessary to effectuate the

 

commission's order.

 

     (f) Require the utility to report to the commission in 90 days

 

regarding the effectuation of the commission's order.

 

     (9) Any appeal from a commission decision under this section

 

either taken by a representative of the entity charged with the

 

regulation of rates of the utility in another state or arguing that

 

the division of assets, liabilities, and costs is not fair and

 

equitable between the corporate entities in each state is not

 

required to be taken in the courts of this state.

 

     (10) The commission shall set just and reasonable rates for an

 


affected multistate jurisdictional utility under Michigan law. In

 

setting rates for an affected multistate jurisdictional utility

 

under the laws of this state, the commission is not bound by the

 

decisions of, or any preapprovals given by, the entity charged with

 

regulation of rates of the affected multistate jurisdictional

 

utility in another state.

 

     (11) As used in this section:

 

     (a) "Affected multistate jurisdictional utility" means an

 

investor-owned electric utility regulated by the commission that

 

has fewer than 75,000 customers located in this state and that has

 

a greater number of customers located outside of this state.

 

     (b) "Attorney general" means the Michigan attorney general.

 

     (c) "Commission" means the Michigan public service commission

 

created in section 6.

 

     Enacting section 1. This amendatory act takes effect 90 days

 

after the date it is enacted into law.